Privacy Policy

Concorde Investment Management ("Concorde," "we," "us," or "our") is committed to protecting your privacy. As a registered investment adviser with the U.S. Securities and Exchange Commission (SEC), we operate in a fiduciary capacity, placing our clients' interests at the forefront of every recommendation and decision. This Privacy Policy explains how we collect, use, disclose, and safeguard personal information when you visit our website at www.concordeco.com (the "Site") or engage with our services. By accessing or using the Site, you agree to the practices described in this policy.

This policy applies to individuals who visit the Site or provide personal information to us in connection with our advisory services. It does not apply to employment-related information or information collected through other means outside of our advisory relationship.

Important Note: Our website does not collect financial applications, onboarding forms, or any new client financial information. The Site is used solely for informational purposes and to provide existing clients with secure access to their client portal (hosted by a third-party custodian or portal provider).

1. Information We Collect

We collect personal information to provide personalized financial advice and maintain our fiduciary relationship with clients. The types of information we may collect include:

Personal Information You Provide Directly

Contact Information: Name, email address, phone number, and mailing address (e.g., submitted via contact form).

Information Collected Automatically
When you visit the Site, we may automatically collect certain information through cookies, web beacons, or similar technologies:

Device and Usage Data: IP address, browser type, operating system, pages viewed, time spent on the Site, and referral sources.
Log Data: Server logs recording access times, dates, and errors.

We do not collect sensitive information (e.g., racial or ethnic origin, political opinions, religious beliefs, or health data) unless it is voluntarily provided in the context of financial planning and is necessary for our advisory services.

2. How We Use the Information Collected via the Website

We will use it to respond to your inquiries submitted through the contact form.

3. Sharing of Website-Collected Information

We do not sell, rent, or trade your personal information to third parties for their marketing purposes. Any sharing is limited to what is essential for providing our services.

We may share website data only with: Trusted service providers who assist us in operating the Site (e.g., web hosting, IT support, etc.) These providers are contractually required to keep the information confidential and use it only for the services they perform for us.

4. Client Portal Privacy (Separate from This Website)

Existing clients may access their accounts through a secure third-party portal (not hosted on concordeco.com). The privacy practices for your client portal are governed by the privacy policy of the portal provider (e.g., Black Diamond wealth Solutions or Fidelity). We encourage you to review that provider’s privacy policy, as Concorde does not control and is not responsible for their practices.

5. Data Security

We implement reasonable administrative, technical, and physical safeguards to protect your personal information from unauthorized access, loss, misuse, or alteration. These include encryption for sensitive data transmission, access controls, and regular security audits. However, no method of transmission over the internet or electronic storage is 100% secure, so we cannot guarantee absolute security.

In the event of a data breach, we will notify affected individuals and relevant authorities as required by law.

6. California Residents (CCPA/CPRA)

We do not sell or "share" (for cross-context behavioral advertising) any personal information collected through this Site. California residents still have the right to request access to or deletion of their information.

7. Changes to This Policy

We may update this Privacy Policy from time to time. The new version will be posted on this page with an updated effective date.

8. Contact Us

If you have questions about this Privacy Policy, please contact: Concorde Investment Management
Attn: Compliance Department
Email: gregwood@concordeco.com

For regulatory inquiries, you may also contact the SEC or visit www.sec.gov.

Thank you for trusting Concorde with your financial future. We value your privacy as much as we value your partnership.

Last updated: February 18, 2026